Review of Palaeobotany and Palynology 158 (2009) 29–41
Contents lists available at ScienceDirect
Review of Palaeobotany and Palynology
j o u r n a l h o m e p a g e : w w w. e l s e v i e r. c o m / l o c a t e / r e v p a l b o
Phytoliths of East African grasses: An assessment of their environmental and
taxonomic significance based on floristic data
Doris Barboni a,⁎, Laurent Bremond b
a
b
CEREGE (UMR6635 CNRS/Université Aix-Marseille), BP80, F-13545 Aix-en-Provence cedex 4, France
Centre for Bio-Archaeology and Ecology (UMR5059 CNRS/Université Montpellier-2/EPHE), Institut de Botanique, 163 rue Broussonet, F-34090 Montpellier, France
a r t i c l e
i n f o
Article history:
Received 23 December 2008
Received in revised form 13 July 2009
Accepted 18 July 2009
Available online 25 July 2009
Keywords:
phytolith
Africa
Poaceae
silica
grassland
savannas
paleoecology
a b s t r a c t
Relations between phytolith occurrences, taxonomy, and habitat are assessed for 184 East African grass
species through the re-analysis of two qualitative surveys of phytolith types in leaf epidermis. This is done in
conjunction with data on grass subfamily, photosynthetic pathway, and requirement for light and moisture
compiled from floras and the literature. This survey includes ca 79% of the grass genera listed in the flora of
tropical East Africa. It aims to further investigate the potential for grass short cell phytoliths to characterize
the environment, and therefore improve reconstructions of past vegetation and climate in Africa. In this
analysis, we identified ca 60 phytolith types (within the main categories Rondel, Trapeziform Short Cell,
Bilobate, Cross, Polylobate, Saddle, and Trapeziform Sinuate) reported to occur in 10 grass subfamilies
(Pharoideae, Bambusoideae, Ehrhartoideae, Pooideae, Danthonioideae, Arundinoideae, Chloridoideae,
Centothecoideae, Panicoideae, and Incertae Sedis Streptogyna). These subfamilies include hydrophytic,
helophytic, mesophytic and xerophytic species, with C3 or C4 photosynthetic pathways, and with affinities
for shade, open, or semi-shade habitats.
Analysis of phytolith occurrences shows that few morphotypes are restricted to some species only. However,
there are morphological variations (of size and number of lobes) within the main phytolith categories
Rondel, Bilobate, and Cross, which could additionally be considered to improve environmental and
taxonomical interpretation of phytolith assemblages. The Rondel phytolith with a base diameter N 15 μm was
only reported in C3-Pooideae, while the Rondel with a base diameter of b 15 μm occurs in several grass
subfamilies (including Pooideae). Bilobates with long shanks between the two lobes are most frequently
reported in xerophytic species, while Bilobates with short shanks are most frequently reported in
mesophytic grass species. Finally, three-lobed crosses are reported only in Panicoideae and Chloridoideae, all
being C4, light-loving species. A correspondence analysis confirms already known relationships between 1)
Saddle forms, C4 pathway, open and xeric habitats, 2) Bilobates, Crosses, Polylobates, shaded and hydric
habitats, 3) Trapeziform Sinuates and Pooideae. Of major implication for palaeoenvironmental reconstructions in East Africa, we found that the Trapeziform Sinuate phytoliths mark the presence of C3-grasses in the
Afromontane zone, whereas the Rondels alone do not because they also occur in many C4 species of the
Chloridoideae subfamily. We also establish that collapsed saddles are not diagnostic for Bambusoideae
closed-habitat grasses since they occur in xerophytic species of the Chloridoideae, characteristic of several
open habitats. In conclusion, this study contributes to better characterize Afromontane vegetation and better
discriminate mesic and xeric vegetation types in East Africa. It also brings caution for future phytolith studies
that rely on the presence of diagnostic types instead of phytolith assemblage analysis to trace the presence of
particular taxa and/or environments in East Africa.
© 2009 Elsevier B.V. All rights reserved.
1. Introduction
The taxonomic resolution of grass (Poaceae) phytoliths is difficult
to tackle because a given taxon produces multiple phytoliths
(multiplicity), and a given phytolith may be produced by many taxa
(redundancy). Within the Poaceae, however, subfamilies Pooideae
⁎ Corresponding author. Tel.: +33 442 97 17 66.
E-mail address: barboni@cerege.fr (D. Barboni).
0034-6667/$ – see front matter © 2009 Elsevier B.V. All rights reserved.
doi:10.1016/j.revpalbo.2009.07.002
(C3, high elevation grasses) on the one hand, Panicoideae (mainly C4,
tall grasses) on the other hand, as well as Chloridoideae (C4, short
grasses) produce in high amount one category of short cell phytoliths
(Twiss et al., 1969), which makes the relative abundance of each
category as well as their ratio (also called phytolith indices)
informative on the grass subfamily dominance (Diester-Haass et al.,
1973; Twiss, 1992; Alexandre et al., 1997). On this basis, modern
phytolith assemblages collected from soil humic horizons were
calibrated in terms of vegetation physiognomy and climate parameters (Fredlund and Tieszen, 1994; Alexandre et al., 1997; Fredlund
30
D. Barboni, L. Bremond / Review of Palaeobotany and Palynology 158 (2009) 29–41
and Tieszen, 1997; Bremond et al., 2005a,b; Bremond et al., 2008).
Another method for interpreting phytolith data relies on the presence
of phytolith types exclusively observed in (i.e. diagnostic of) a given
taxon at a regional scale. This method requires knowing the phytolith
content of a regionally representative plant reference collection, and
involves a higher level of morphological discrimination among
phytoliths than the previous one (Piperno and Pearsall, 1998; Mindzie
et al., 2001; Pearsall et al., 2003; Strömberg et al., 2007).
Grass short cell phytoliths may be classified according to their threedimensional shape into seven main categories: Rondel, Trapeziform
short cell, Bilobate, Cross, Polylobate, Trapeziform Sinuate, and Saddle
(adapted from Twiss et al., 1969; Mulholland, 1989). However, one may
observe differences in size, outline and number of lobes, etc. within each
category. Hence, while studying Pliocene samples from Ethiopia, more
than 60 different types of grass short cell phytoliths could be identified
and counted separately (D. Barboni, unpublished data). Such variety of
shapes within the main categories suggests that taxonomical and/or
environmental resolution of short cell phytoliths could be improved to
infer more precision while interpreting fossil phytolith assemblages
preserved in rock strata. Also, it is suggested that greater taxonomical
identification of grass phytoliths could lead to discriminating the shadeloving basal grasses from the light-loving crown grasses of the
phylogeny tree, and therefore improve the environmental interpretation of phytoliths (Strömberg, 2005). This is especially true when
arboreal phytoliths are under-represented despite the abundance of
trees in the vegetation (Barboni et al., 2007; Bremond et al., 2008).
Misrepresentation of arboreal versus grass phytoliths occurs elsewhere
(Albert et al., 2006), thus seeking information on the tree cover directly
from phytoliths of shade-loving grasses may be worthwhile.
Phytoliths are non-symmetrical silica bodies and their precise
identification under the microscope is time-consuming. This study,
therefore, aims to assess how far grass phytoliths should be morphologically discriminated (beyond the main categories) to improve the
paleoenvironmental significance of East African fossil phytolith assemblages. It also aims to test the potential of East African grass short cell
phytolith (main categories and derived types) to relate to grass
taxonomy, and grass photosynthetic pathways, and to environmental
parameters such as moisture and light availability in the environment.
We used published descriptions and micrographs of phytoliths
available for East African and South Arabian grass species (Palmer and
Tucker, 1981, 1983; Palmer et al., 1985; Palmer and Gerbeth-Jones,
1986; Ball, 2002) to look for patterns of occurrences. In total, phytolith
data were obtained for 184 species, which represent ca 20% of the
species and ca 79% of the genera of Poaceae listed in the flora of
tropical East Africa (Clayton, 1970, 1974, 1982). Also, for the first time
here, the phytolith morphological diversity of East African grasses is
assessed and tested against the newly revised grass systematics
(Grass Phylogeny Working Group, 2001).
2. Materials and methods
Short-cell phytoliths from 142 grass species were described and
photographed by Palmer and colleagues (Palmer and Tucker, 1981,
1983; Palmer et al., 1985; Palmer and Gerbeth-Jones, 1986) who
analyzed the most characteristic Poaceae species of a wide range of
East African vegetation types and habitats (Palmer, 1976). Palmer
and colleagues (Palmer and Tucker, 1981, 1983; Palmer et al., 1985;
Palmer and Gerbeth-Jones, 1986) considered species from the
region dealt with in the publication of the flora of tropical East
Africa (FTEA) i.e. the region including (at that time) Uganda, Kenya,
and Tanzania (Clayton, 1970, 1974, 1982). In addition, phytoliths
from 42 grass taxa photographed under optical microscope by Ball
(2002) were investigated (hereafter referred to as Ball's dataset).
The grass taxa represent some common genera from the Southern
Arabian Peninsula. They were sampled in the Dhofar region of Oman
(T. Ball, personal comm., and S. Gazanfar, Kew Botanical Garden,
personal comm.). Altogether Palmer and Ball's datasets consist of
184 grass species. These species are from very diverse habitats
ranging from coastal saline lowlands to humid highlands, including
dry open savannas, moist forests, and various riparian and lacustrine
vegetation types. Given the ranges of habitats and the geographical
extend (four countries) represented by this dataset, it is therefore
unlikely that the sampling of grasses by Palmer and colleagues
(Palmer and Tucker, 1981, 1983; Palmer et al., 1985; Palmer and
Gerbeth-Jones, 1986) and Ball (2002) biases the patterns of
phytolith occurrence identified here.
Phytolith descriptions and micrographs of the leaf epidermis were
methodically surveyed. Phytoliths that were not described by the
authors but visible on the micrographs were also reported. Phytoliths
types were named (or renamed) following the International Code for
Phytolith Nomenclature, i.e. considering their three-dimensional
shape (ICPN Working group, 2005) (Table 1). For each grass species,
all phytolith types were reported, in order to obtain a table of
presence/absence data (Appendix A, Supplementary data).
Palmer and colleagues (Palmer and Tucker, 1981, 1983; Palmer
et al., 1985; Palmer and Gerbeth-Jones, 1986) retained 28 different
types of phytoliths. However, examining the scanning electron
micrographs (SEMs), which display phytoliths as they occur on top
of the leaf epidermis, allowed us to recognized 14 additional types of
phytoliths (Table 1, Fig. 1, Appendix A). We made our own record for
saddle types that we distinguished according to the length of the
convex sides (the so-called “axe-edges”, Prat, 1948). We interpreted
the “Intercostal tall and narrow” phytolith type as Rondels with
concave base or Stipa-type bilobates (sensu Fredlund and Tieszen,
1994) (e.g. in Arundinaria alpina and Phyllorhachis sagittata, Palmer
and Tucker, 1981). The type named “Tall and narrow” in Palmer's
dataset is unclear, and our attributions to types of the nomenclature
vary from one species to the other. Phytoliths classified as “Tall and
narrow” resemble Trapeziform short cells in Brachypodium flexum,
Short Saddle in Eleusine floccifolia, and Rondel in Paspalum conjugatum
(Appendix A). Phytoliths with circular and elliptical bases were
identified as Rondels and differentiated according to the outline of the
base; their top (which can be acute, keeled, ridged, or with spikes)
being oriented towards the interior of the leaf is not visible on the
SEMs of the grass epidermis. We considered phytoliths with oblong
slightly constricted base as Stipa-type bilobates (sensu Fredlund
and Tieszen, 1994) or “shovel” bilobates (bilobate in top view, but
top concave in side view, sensu Strömberg, 2003), because the 2D
view does not allow precise identification. Palmer and colleagues
described Bilobate phytoliths according to the length and width of
the connecting part between the lobes (called shank), without providing measurements, but we observed that Bilobates reported with
long shanks, in general, exhibit shanks longer than half of the lobes.
Unlike SEM photomicrographs, light microscope micrographs of the
extracted phytoliths allow the observation of silica bodies in the three
dimensions. From Ball (2002), we could therefore distinguish 38
phytolith types within the five broad originally described categories
(Table 1, Fig. 1, Appendix A).
For each grass species, we compiled information on their
subfamily (Grass Phylogeny Working Group, 2001), their photosynthetic pathway, and their requirement for light and moisture (Watson
and Dallwitz, 1992 onwards) (Appendix A). Ecological characters
were assigned at the genus level or at the species level when a genus
includes species with opposing characters. In this case, we sought
information on web sources, essentially the Aluka digital library of
African plants (http://www.aluka.org), the grass database of the
FAO (http://www.fao.org/AG/AGp/agpc/doc/GBASE/Default.htm) and
the literature (Carr, 1998). In most cases the grass species were
assigned several modes for moisture-requirement, which revealed
their large tolerance to moisture levels. For example Paspalum
conjugatum can show the three adaptations: helophytic, mesophytic,
and xerophytic (Watson and Dallwitz, 1992 onwards).
D. Barboni, L. Bremond / Review of Palaeobotany and Palynology 158 (2009) 29–41
31
Table 1
Phytolith types identified in 184 grass species from East Africa (Palmer and colleagues 1981, 1983, 1985, 1986; 142 species, 28 phytolith types) and the Southern Arabian Peninsula
(Ball, 2002; 42 grass species, 5 phytolith types).
Phytoliths original names
Phytolith names following ICPN (2005) and types we further differentiated using the micrographs
Coding for CA
Palmer and colleagues (Palmer and Tucker, 1981, 1983; Palmer et al., 1985; Palmer and Gerbeth-Jones, 1986)
Acutely-angled
Rondel acutely angled on bottom/top view or Cross angular lobes
Crenate-vertical
Bilobate with extra-lobe on shank
Crescent-shaped
Rondel, base with crescentic outline or Saddle
Cross-shaped
Cross 4-lobed
Dumbbell ends concave
Bilobate concave lobes
Dumbbell ends rounded
Bilobate round lobes
Dumbbell ends rounded + end knob
Bilobate round lobes with knob on end lobes
Dumbbell ends straight
Bilobate truncated/slightly concave lobes
Dumbbell middle narrow + long
Bilobate shank narrow + long
Dumbbell middle narrow + short
Bilobate shank narrow + short
Dumbbell middle wide + long
Bilobate shank wide + long
Dumbbell middle wide + short
Bilobate shank wide + short
Dumbbell middle saddle-shaped
Bilobate in top view, in side view top is concave (“shovel-bilobate”)
Elliptical
Rondel elliptical base
Elongated cross-shaped
Bilobate with very concave lobes
Elongated-sinuous
Trapeziform sinuate
Elongated-smooth
Trapeziform sinuate
Figure-eight
Bilobate round lobes, possibly Stipa-type
Intercostal tall & narrow
Rondel with concave base or Stipa-type bilobate
Narrowly saddle-shaped
Seems to refer to saddles with short convex edges
Nodular
Polylobate
Oblong
Trapeziform sinuate
Round
Rondel round base
Saddle-shaped
Saddle (includes symmetrical, long, & short saddles)
Saddle-shaped with lateral lobes
Saddle with small lobes on the concave edges
Square
Trapeziform short cell
Tall & narrow
Unclear. Includes long saddles, Rondels, & Trapeziform sinuates
Widely saddle-shaped
Seems to refer to saddles with long convex edges
Acutely-angled
Cren-vert.
Crescent
Cross
Du-concave
Du-round
Du-knob
Du-straight
Du-n.l
Du-n.s
Du-w.l
Du-w.s
Du-saddle
Elliptical
El-cross
El-sinuous
El-smooth
Figure-eight
Intercostal
Narrowly s.
Nodular
Oblong
Round
Saddle-shaped
Saddle-lobate
Square
Tall, narrow
Widely s.
Additional types we identified in atlases of SEMs by Palmer and colleagues (numbers refer to volume and plate)
I-21f, IV-54d,68d
Bilobate with lobes staggered in top/end view
I-23e, II-23f,29f,52d, III-81f, IV-1e,39d
Bilobate Stipa-type or “shovel”
III-12e,28d,81d, IV-75e,80d
Cross 3-lobed
I-10e,31c, II-30e, IV-42d,57e,78d,86d
Polylobate, ends rounded, wide + short shank
IV-49e,75c
Polylobate, ends rounded, narrow + short shank
I-31c, II-48e,49e, III-9e,18e, IV-20c
Polylobate, ends truncated/concave, wide + short shank
I-33e,40d, IV-35d,72d
Polylobate, ends trunc./conc., narrow + long shank
II-44d
Polylobate, ends trunc./conc., wide + short shank, alternate lobes
II-35f,52e
Rondel base outline irregular
II-41e
Rondel tabular oblong
e.g.: III-22c
Saddle symmetrical, concave and convex edges of the same length
e.g.: III-76d,29d
Saddle short convex edges
e.g.: III-31e
Saddle long convex edges
e.g.: II-37f
Trapeziform sinuate
BI-28
BI-29,31,34
CR-51
Pol-A
Pol-B
Pol-C
Pol-D
Pol-E
RO-7
RO-5
SA-62
SA-63
SA-64
SI-53
Ball (2002)
Round–trapezoid short cell
Bilobate short cell
Crossbody short cell
Polylobate short cell
Saddle short cell
Rondel
Bilobate
Cross
Polylobate
Saddle
Rondel
Bilobate
Cross
Polylobate
Saddle
Additional types we identified on Ball's micrographs (numbers refer to volume and plate)
e.g. slide 293
Rondel elliptical base, top keeled
e.g. slide 225
Rondel elliptical base, top truncated
e.g. slide 3
Rondel elliptical base, perfect cylinder
e.g. slide 3
Rondel base outline irregular, top flat
e.g. slide 185
Rondel sinuous base
e.g. slide 185
Rondel sinuous base, cylindrical
e.g. slide 68
Trapeziform cubic
e.g. slide 108
Trapeziform ridged top or keeled
e.g. slide 40
Bilobate assymetrical lobes
e.g. slide 138
Bilobate with extra-lobe on shank
e.g. slide 138
Bilobate round lobes, thick shank
e.g. slide 68
Bilobate round lobes, narrow + short shank
e.g. slide 50
Bilobate round lobes, short + thick shank
e.g. slide 142
Bilobate angular lobes
e.g. slide 71
Bilobate concave lobes
e.g. slide 71
Bilobate truncated lobes
e.g. slide 314
Bilobate with lobes staggered in top/end view
e.g. slide 204
Bilobate Stipa-type
e.g. slide 204
Bilobate trapeziform, flat/keeled top, base lobate, base ≫ top
RO-1
RO-3
RO-6
RO-7
RO-9
RO-11
TR-15
TR-18
BI-20
BI-22
BI-23
BI-rd,ns
BI-24
BI-25
BI-26
BI-27
BI-28
BI-29
BI-31
(continued on next page)
32
D. Barboni, L. Bremond / Review of Palaeobotany and Palynology 158 (2009) 29–41
Table 1 (continued)
Phytoliths original names
Phytolith names following ICPN (2005) and types we further differentiated using the micrographs
Additional types we identified on Ball's micrographs (numbers refer to volume and plate)
e.g. slide 366
Bilobate trapeziform, lobes falling down the ridge/rectangular top, base concave
e.g. slide 174
Bilobate trapeziform, round lobes, base ≫ top at lobes only
e.g. slide 174
Bilobate parallelepipedal round/concave lobes, base N top at the lobes, but same length for base and top
e.g. slide 216
Bilobate parallelepipedal, alate
e.g. slide 174
Bilobate parallelepipedal, lobes slightly larger than shank
e.g. slide 18
Cross tabular, 4 round lobes
e.g. slide 51
Cross tabular, 4 angular lobes
e.g. slide 142
Cross trapeziform
e.g. slide 142
Cross tall trapezoid, lobes hanging down the top
e.g. slide 71
Cross 3-lobed irregular
e.g. slide 185
Polylobate parallelepipedal, concave lobes
e.g. slide 185
Polylobate base N top at lobes only
e.g. slide 185
Polylobate flat/rectangular top with ridge, base with round/angular lobes
e.g. slide 185
Polylobate thin shanks, flat/rectangular top with ridge, base with staggered lobes
e.g. slide 314
Polylobate base ≫ top at side lobes only, lobes round/acute
e.g. slide 116
Saddle symmetrical
e.g. slide 116
Saddle short convex edges
e.g. slide 116
Saddle long convex edges
e.g. slide 225
Saddle collapsed, i.e. very concave on one side in side view, but saddle-like in base view
Coding for CA
BI-32
BI-33
BI-35
BI-36
BI-paral
CR-46
CR-47
CR-48
CR-50
CR-51
NewPO-1
NewPO-2
Pol-55
Pol-56
Pol-57
SA-62
SA-63
SA-64
SA-65
We give here the original phytolith names and equivalences following the ICPN (2005). Additional phytolith types that we distinguished in this study using the original micrographs
are also listed here with reference to the volumes and plates (e.g. vol I, plate 21f). Coding is for reading the correspondence analysis plots.
In order to evaluate the relationships between phytolith occurrence
data, taxonomy, and ecology of grasses we first analyzed the occurrence
of each of the main phytolith categories and derived phytolith types, and
then ran a correspondence analysis (CA) on the matrix of presence/
absence data with grass species in lines, and ecological characters and
phytoliths in columns. In the CA, grasses are the observations (relevés or
samples), ecological characters and phytoliths the observed elements
(species). Original phytolith data (names and occurrences as given by
the authors) and phytolith data that we obtained from observing the
micrographs were pooled into the same data matrix, but coding for
phytoliths allows distinguishing the two types of variables. We used
CANOCO software for the CA (Ter Braak and Smilauer, 1998).
3. Results
3.1. Relations between grass subfamilies, photosynthesis, light- and
water-requirement
The grass species investigated for their short cell phytolith content
belong to 10 subfamilies of Poaceae (Table 2). The most represented are
Chloridoideae (67 species), Panicoideae (64 species), and Pooideae (26
species), but Pharoideae, Bambusoideae, Ehrhartoideae, Danthonioideae, Arundinoideae, and Centothecoideae subfamilies are represented
as well (Palmer and Tucker, 1981, 1983; Palmer et al., 1985; Palmer and
Gerbeth-Jones, 1986). In total, 60 species have a C3 photosynthetic
pathway, and 120 have a C4 photosynthetic pathway. Four Panicoideae
can be both C3- and C4-species (Watson and Dallwitz, 1992 onwards).
Among C3-species, 24 grow in shaded habitats, 25 in open habitats, and
11 may be found in both shaded or open habitats. To our knowledge,
among the surveyed C4-species, none are true shade-loving, but rather
semi-shade loving species. There are no common species to Palmer's
and Ball's datasets, but duplicates may be present since species names
are not available for Chloris, Tripogon, Digitaria, Echinochloa, Panicum,
Setaria, and Sporobolus in Ball's dataset (2002).
There are obvious relations between grass subfamilies, photosynthetic pathway, light- and moisture-requirement (Table 2). For example,
most C3-Panicoideae (8/13) are found in shaded-habitats, while most
C4-Panicoideae (32/47) are found in open-habitats. Among C3-grasses,
those favoring open-habitats are mostly of the Pooideae subfamily (high
elevation grasses in the tropics), while C3-grasses favoring shaded-
Fig. 1. Drawing of the principal phytolith types identified in 184 grass species from East Africa (Palmer & Tucker, 1981; 1983; Palmer et al, 1985; Palmer & Gerbeth-Jones, 1986) and
the Southern Arabian Peninsula (Ball, 2002). Drawings with an arrow and a “?” are the expected 3D shape. Magnification: × 640. 1. Rondel acutely angled on bottom/top view or
Cross angular lobes (Phytolith names following ICPN, 2005); 1a. Coelachne africana, (Palmer and colleagues 1981, 1983, 1985, 1986: Volume IV: pages 6, 46, and 47); 1b.
Heteranthoecia guineensis, (IV:6, 48, 49); 1c. Brachypodium flexum, (II:7, 38, 39); 2. Bilobate with extra-lobe on shank; 2a. Oryza punctata, (I:21, 54, 55); 2b. Sporobolus africanus.
(III:28, 120, 121); 2c. Urochloa mosambicensis, (IV:30, 118, 119); 2d. Oplismenus burmannii, (IV:21, 92, 93); 2e. Cynodon dactylon (Ball, 2002); 3. Rondel with concave base or Saddle;
3a. Arundinella nepalensis, (IV:2, 34, 35); 3b. Sporobolus africanus. (III:28,120, 121); 3c. Sporobolus africanus. (III:28, 120, 121); 3d. Phalaris arundinacea. (II:13, 60, 61); 3e. Puelia
olyriformis, (I:17, 42, 43); 4. Cross 4-lobed; 4a. Eragrostis macilenta, (III:12, 68, 69); 4b. Olyra latifolia, (I:8, 18, 44, 45); 5. Bilobate concave lobes and 11. Bilobate shank wide + long;
Enneapogon cenchroides, (III:3, 42, 43); 6. Bilobate round lobes and 9. Bilobate shank narrow + long; 6a and 9a. Zonotriche inamoena, (IV:5, 44, 45); 6b and 9b. Anthephora elongata,
(IV:10, 58, 59); 6c and 10. Bilobate shank narrow + short; Holcolemma inaequale, (IV:18, 84, 85); 7. Bilobate round lobes with knob on end lobes; Dinebra retroflexa (III:9, 58, 59, 11),
Entolasia imbricata, (IV:17, 80, 81); 8. Bilobate truncated/slightly concave lobes and 12. Bilobate shank wide + short; Anthephora elongata, (IV:10, 58, 59); 13. Bilobate in top view,
top is concave in side view (“shovel-bilobate”); Ehrharta erecta var. abyssinica, (I:23, 60, 61); 14. Rondel elliptical base; 14a. Asthenatherum glaucum, (I:24, 64, 65); 14b. Brachypodium flexum, (II:7, 38, 39); 15. Bilobate with very concave lobes; 15a, b. Maltebrunia leersioides, (I:6, 20, 52, 53; II:7. 38, 39); 16. Trapeziform sinuate; 16a. Lolium temulentum, (II:4,
28, 29); 16b. Helictotrichon elongatum, (II:12, 56, 57); 17. Trapeziform sinuate smooth; 17a. Colpodium chionogeiton, (II:3, 22, 23); 17b. Vulpia bromoides, (II:6, 34, 35); 18. “Figureeight”, Bilobate round lobes (18b), possibly Stipa-type (18a); 18a. Oreobambos buchwaldii, (I:16. 38, 39); 18b. Olyra latifolia, (I:8, 18, 44, 45); 19. Sinuate trapeziform; 19a.
Psilolemma jaegeri, (III:17, 86, 87); 19b. Koeleria capensis, (II:13, 58, 59); 20. Rondel round base; Deschampsia caespitosa var. oliveri, (II:12, 54, 55); 21. Saddle with small lobes
on the concave edges; Acrachne racemosa, (III:5, 46, 47); 29. Bilobate with lobes staggered in top/end view; 29a. Pennisetum purpureum, (IV:23, 100, 101); 29b. Humbertochloa
greenwayi, (I:12, 22, 56, 57); 29c. Hylebates chlorochloe, (IV:19, 86, 87); 30. Bilobate Stipa-type or “shovel”; 30a. Phyllorhachis sagittata, (I:22, 58, 59); 30b. Secale africanum, (II:8 42,
43); 30c. Aira caryophyllea, (II:10, 48, 49); 30d. Stipa dregeana, (II:16, 70, 71); 30e. Crypsis schoenoides, (III:27, 118, 119); 30f. Arundinella nepalensis, (IV:2, 34, 35); 30g. Crytococcum
multinode, (IV:14. 72, 73); 31. Cross 3-lobed; 31a. Apochiton burtii, (III:5, 48, 49); 31b. Crypsis schoenoides, (III:27, 118, 119); 31c. Setaria plicatilis, (IV:26, 108, 109); 31d.
Stenotaphrum dimidiatum, (IV:28, 112, 113); 32. Polylobate, ends rounded, wide + short shank; 32a. Olyra latifolia, (I:8, 10, 18, 44, 45); 32b. Crinipes abyssinicus, (I:7, 25, 66, 67);
32c. Snowdenia petitiana, (IV:27, 110, 111); 33. Polylobate, ends rounded, narrow + short shank; 33a. Eriochloa meyerana, (IV:17, 82, 83); 33b. Setaria plicatilis, (IV:26, 108, 109); 34.
Polylobate, ends truncated/concave, wide + short shank; 34a. Acritochaete volkensii, (IV:8, 52, 53); 34b. Crinipes abyssinicus, (I:7, 25, 66, 67); 34c. Gastridium phleoides, (II:15, 66, 67);
35. Polylobate, ends truncated/concave, narrow + long shank; Elytrophoms globularis, (I:11, 12 26, 68, 69); 36. Polylobate, ends truncated/concave, wide + short shank, alternate
lobes; Agrostis schimperiana, (II:14, 62, 63); 37. Rondel base outline irregular; 37a. Deschampsia caespitosa var. oliveri, (II:12, 54, 55); 37b. Stipa dregeana, (II:16, 70, 71); 38. Rondel
tabular oblong; Phalaris arundinacea, (II:13, 60, 61); 39. Saddle symmetrical, concave and convex edges of the same length; Humbertochloa greenwayi, (I:12, 22, 56,57); 40. Saddle
short convex edges; 40a. Eragrostiella bifaria, (III:11, 66, 67); 40b. Rendlia altera, (III:25, 112; 113); 40c. Eragrostis macilenta, (III:12, 68, 69). 41. Saddle long convex edges; Eragrostis
macilenta, (III:12, 68, 69).
D. Barboni, L. Bremond / Review of Palaeobotany and Palynology 158 (2009) 29–41
33
34
D. Barboni, L. Bremond / Review of Palaeobotany and Palynology 158 (2009) 29–41
Table 2
Number of grass species from East Africa analyzed for their phytolith content by Palmer et al. (1981, 1983, 1985, 1986) and by Ball (2002) grouped by subfamily, photosynthesis,
light- and moisture-requirements.
Photosynthesis/light-requirement
Sub-families
No. of
species
C3
Shade
Moisture-requirement
C4
S/O
Open
C3/C4
Shade
S/O
Open
Palmer and colleagues (Palmer and Tucker, 1981, 1983; Palmer et al., 1985; Palmer and Gerbeth-Jones, 1986)
Pharoideae
1
1
Bambusoideae
5
5
Incertae Sedis (Streptogyna)
1
1
Ehrhartoideae
6
3
2
1
Pooideae
26
2
7
17
Danthonioideae (°)
5
1
3
1
Arundinoideae (°)
3
1
1
1
Chloridoideae
49
4
43
Centothecoideae
3
3
Panicoideae
43
8
2
3
9
20
Total
142
24
11
25
14
65
Ball (2002)
Arundinoideae
Chloridoideae
Panicoideae
Total
3
18
21
42
6
6
3
18
12
33
?
Hy
Me
Xe
S/O
1
2
2
He
1
1
3
3
3
8
1
1
10
1
5
1
3
25
2
4
5
21
44
33
3
37
110
1
1
1
3
4
15
20
35
14
3
2
27
11
57
3
18
17
38
S/O: species reported in both shade- and open-habitats; ?: habitat unknown; C3/C4: species reported with both photosynthetic pathways; °: only C3 species according to GPWG
(2001). Hy: hydrophytic, He: Helophytic, Me: mesophytic, Xe: xerophytic. NB: some species were assigned several modes for moisture requirement according to their tolerance to
various moisture levels.
Fig. 2. Proportion of grass species with bilobate phytoliths with short and long shanks as a function of species moisture-requirement (obtained using data from Palmer et al., 1981,
1983, 1985, 1986).
habitats occur in all the subfamilies surveyed here except Arundinoideae.
C3 non-Pooideae grasses (i.e. essentially low elevation grasses) mostly
include helophytic species in open-habitats (e.g. riverbanks), and
mesophytic species in shaded-habitats (e.g. in forest understories). C4lowland grasses mostly favor open-habitats (98/118), while few species
are found in semi-shade (10/118). The later may be helophytic/
mesophytic Panicoideae (9 species) or mesophytic Chloridoideae (4
species). C4-lowland grasses found in open-habitats are mostly
xerophytic and mesophytic/xerophytic Chloridoideae, or mesophytic
and helophytic/hydrophytic Panicoideae.
3.2. Morphological differences within main phytolith categories
Analyzing the occurrences of phytolith types in each of the 184 grass
species (Appendix A) show that few types are restricted to some species
only. Bilobates with alate, deeply concave lobes (“Elongated crossshaped”, Table 1, Fig. 1:15a) are reported only in Maltebrunia leersioides
Fig. 3. Range of sizes for Rondel phytolith types in various subfamilies of Poaceae from
East Africa and Southern Arabia. Sizes were measured directly on the micrographs
published in Palmer et al. (1981, 1983, 1985, 1986) and Ball (2002).
D. Barboni, L. Bremond / Review of Palaeobotany and Palynology 158 (2009) 29–41
(Palmer and Tucker, 1981, p.53), Ehrhartoideae, C3, shade species.
Rondel tabular oblong (Table 1, Fig. 1:38) is observable only in Phalaris
arundinacea (Palmer and Tucker, 1983, p.60), a C3-Pooideae species
found in damp soils and swamps. Saddles “with lateral knobs” and
bilobates “with knobs on end lobes” (Table 1, Fig. 1:7, 21) (Palmer et al.,
1985, p.47, p.58) exclusively occur in Chloridoideae, C4, open-habitat
species.
Paying greater attention to morphological variations within the
seven main phytolith categories shows that:
(1) In the category Bilobate, the relative length of the shank increases
with increasing water-requirement of the grass species (Fig. 2).
35
Among species with short shank bilobates (Fig. 1:6c, 10), 36% are
mesophytic and less than 14% are xerophytic. On the contrary,
long shank bilobates (Fig. 1:11) are reported more frequently in
xerophytic than in mesophytic grasses.
(2) In the Cross category, 3-lobed crosses (Fig. 1:31) are reported
only in Panicoideae and Chloridoideae species (10 species in
total, which are all light-loving C4-species), while the 4-lobed
crosses (Fig. 1:4) are reported in seven different subfamilies
(72 species in total, ca 40% of the dataset).
(3) In the Saddle category, Saddles with long convex edges
(Fig. 1:41) are reported only in Chloridoideae (10/67 species).
Other Saddle types are redundant. Saddles with short convex
Fig. 4. Proportions (and numbers) of species within each grass subfamily showing at least one of the eight main categories of short cell phytolith in their epidermis. Data synthesized
from Palmer et al. (1981, 1983, 1985, 1986) and Ball (2002).
36
D. Barboni, L. Bremond / Review of Palaeobotany and Palynology 158 (2009) 29–41
edges (Fig. 1:40) are frequently observed in Chloridoideae (18
species over 67), but also in Arundinoideae (Phragmites
mauritianus), Bambusoideae (Oreobambos buchwaldii, Oxytenanthera abyssinica), and in the Incertae Sedis Streptogyna crinita.
It is not possible to see on the SEMs if collapsed saddles (saddles
with one very concave side in side view, but saddle-like in base/
top view) occur in any of the East African Bambusoideae species
(Palmer and Tucker, 1981), but the collapsed saddle type is
observable in five Chloridoideae species, namely Chloris gayana,
Chloris sp., Dactyloctenium aegyptium, Ochthochloa compressa,
and Sporobolus sp. from Southern Arabia (Ball, 2002).
(4) In the Rondel category (Fig. 1:3, 14, 20, 37, 38), although there is
an overlap of sizes, the base diameter of Rondel phytoliths tends
to be bigger in Pooideae (5.4 µm to 19.5 μm) than in
Chloridoideae (4.5 μm to 12.5 μm), Panicoideae (5.7 μm to
14.1 μm), Bambusoideae (Arundinaria alpina) and Danthonioideae (Asthenatherum glaucum syn Centropodia glauca), but shape
and outline are similar (Fig. 3). Apart from the size, Rondel types
from Pooideae and Chloridoideae show no other visible morphological differences. Three Chloridoideae species seem to have
only Rondel phytoliths in their epidermis (Urochondra setulosa,
Sporobolus tenuissimus, and Sporobolus sp.-slide 119 in Ball
2002), but these show no particularity (bases are round, elliptical,
crescent, and tops are flat, spiked, or keeled). Rondels with
crescent-shaped base (Fig. 1:3a) occur in three species of
Pooideae as well as in two species of Chloridoideae (Sporobolus
ioclados and Sporobolus sp.-slide 119, Ball, 2002), and therefore
do not help discriminating these two grass subfamilies.
The three other categories of phytolith types show no apparent
differences in their morphology that would be characteristic of a given
subfamily. In the Polylobate phytolith category, no relation is observed
between the shape of the lobes and any grass type or subfamily, or
between the length of the shanks and moisture. Trapeziform Sinuates
and Trapeziform short cells reported in Pooideae are morphologically
identical to those produced by Bambusoideae, Chloridoideae, and
Panicoideae.
3.3. General pattern of occurrence of main phytolith types in East African
grass subfamilies
The seven main short cell phytolith categories are redundant to
several grass subfamilies (Fig. 4, Appendix A). However, a general
pattern is evident. For Panicoideae, phytolith categories most
frequently reported are Bilobate (in 61 over 64 species), Polylobate
(42/64), and Cross (40/64). Arundinella nepalensis, Coelachne africana,
and Heteranthoecia guineensis are the only Panicoideae species for
which Bilobates or Polylobates are not reported. Instead, A. nepalensis
is reported with Saddles, C. africana and H. guineensis with acutely
angled phytoliths of the Cross category (Fig. 1:1). For Chloridoideae,
phytoliths most frequently reported are Saddles (mainly symmetrical
and short) (44/67), and Bilobates (31/67). Chloridoideae devoid of
Saddles (15/67) show Cross, Bilobate or Rondel phytoliths in their
epidermis. For Pooideae, phytoliths most frequently reported are
Trapeziform Sinuates (22/26). Fourteen species of Pooideae are
reported with “oblong” phytoliths, which are classified according to
the nomenclature as Trapeziform Sinuate or Rondel (ICPN Working
group, 2005) (see Appendix A for details). Pooideae species without
Trapeziform Sinuates are reported with Rondels, Stipa-type Bilobates,
or Polylobates in their epidermis. Phytoliths of the Trapeziform
Sinuate category are also observed in Puelia olyriformis (Bambusoideae), Psilolemma jaegeri (Chloridoideae), Pennisetum cenchroides
(syn Cenchrus ciliaris Lin.), Cyrtococcum multimode, Oplismenus
burmannii, Paspalum conjugatum, and Tricholaena teneriffae (Panicoideae). For the three surveyed species of Arundinoideae, Saddles are
reported in Phragmites mauritianus, Bilobates in Stipagrostis uniplumis,
Saddles and Bilobates in Aristida sp., and Polylobates in A. adscensionis.
For Bambusoideae, Bilobates are reported in all species (5/5), Saddles
and “tall and narrow” phytoliths that may be classified as Bilobates
with round lobes and/or Stipa-type Bilobates are reported in three
species (3/5). For Ehrhartoideae, Palmer and Tucker (1981) reported
“tall and narrow” phytoliths. However, we observed Bilobates with
round lobes (6/6 species) and/or Stipa-type bilobates, 4-lobed Crosses
(3/6), Saddles (2/6), and a phytolith with crescent-shaped base that
may either belong to the Rondel or Saddle phytolith category in
Phyllorhachis sagittata. Reported phytoliths in Centothecoideae (three
species) and Pharoideae (one species) are Bilobates (with round or
straight lobes) and Crosses. For Danthonioideae, three species among
five have Polylobates, the other two are described with Rondels or
Bilobates.
Finally, three phytolith categories are mostly reported: Bilobates
preferentially occur in Panicoideae, Bambusoideae, Arundinoideae,
Danthonioideae, Ehrhartoideae Centothecoideae and Pharoideae
subfamilies; Saddles preferentially occur in Chloridoideae and
Bambusoideae subfamilies; Trapeziform Sinuates preferentially
occur in Pooideae. It is worth noting that most surveyed grass
Fig. 5. Relative proportions of C3 versus C4 species with various phytolith categories in their epidermis. Proportions are normalized by the proportions of C3 and C4 species. For
example, four C4-species over 120 (that is ~ 3%) are reported with Trapeziform sinuate against 25 C3-species over 60 (that is ~ 41%). The proportion of species with Trapeziform
sinuate phytoliths is therefore greater in C3 (~ 93%) than in C4 (~ 7%) grasses. Data synthesized from Palmer et al. (1981, 1983, 1985, 1986) and Ball (2002).
D. Barboni, L. Bremond / Review of Palaeobotany and Palynology 158 (2009) 29–41
37
Fig. 6. Scatter plot obtained from the analysis of correspondences between grass subfamilies, photosynthetic pathways, and habitat requirement for light and water on one hand, and
of silica bodies on the other hand for the 142 East African grass species surveyed by Palmer et al. (1981, 1983, 1985, 1986). Phytolith descriptors of Palmer et al. are reported here,
except for those we recognized on SEMs. For coding and equivalence with the phytolith international nomenclature (ICPN, 2005), see Table 1.
subfamilies are those exhibiting the greatest variety of phytolith
types: Pooideae (26 species surveyed) amount to 20 different
phytoliths, Panicoideae (43 species) to 29, and Chloridoideae (49
species) to 27 different phytolith types. Subfamilies for which fewer
species were surveyed (6 at the most for Pharoideae, Centothecoideae, Bambusoideae, Danthonioideae, Ehrhartoideae and Arundinoideae) amount to a maximum of 12 different phytoliths types. Thus,
under-representation of some grass subfamilies most likely leads to
under-representation of phytolith types.
3.4. Relation between phytoliths and photosynthesis
Plotting the occurrence of the main short cell phytolith categories
(normalized by the number of species with such phytoliths in their
epidermis) relatively to the photosynthesis pathway of the grass
species shows that 93% of the species in which the Trapeziform
Sinuate phytolith type occurs are C3-grasses (Fig. 5). The Trapeziform
Sinuate is reported in the epidermis of most Pooideae (22/26 species,
exclusively C3), in some C3-shade-loving species of Panicoideae (2/
64) and Bambusoideae (1/5), and in few C4-light-loving species of
Panicoideae (3/64 species) and Chloridoideae (1/67). On the other
hand, 75% of the species in which the Saddle type occurs are C4grasses. Relations are less clear for the other phytolith categories: the
Bilobate, Stipa-bilobate, Cross and Polylobate, although mainly
occurring in C4-grasses, can be observed in C3-grasses. Rondel and
Trapeziform short cell phytoliths, although mainly found in C3grasses are also observed in C4-grasses.
3.5. Correspondence between phytolith types and the environment
In the ordination diagram of the CA (Figs. 6 and 7, and Table 1 for
coding), the main phytolith categories (e.g. Saddle) occur in the same
space as their related types (e.g. Saddle with long convex edges),
which suggests that distinguishing Saddles (according to the size of
the convex edges), Bilobates and Polylobates (according to the shape
of lobes and length of the shanks) adds little to discriminating among
grass subfamilies and environments, and that interpreting phytolith
assemblages as proxy of environment can be done using the main
phytolith categories only.
Correspondence Analysis on the East African dataset of Palmer and
colleagues (Palmer and Tucker, 1981, 1983; Palmer et al., 1985;
Palmer and Gerbeth-Jones, 1986) indicates that 27.7% of the variance
included in the phytolith × taxonomy × environment matrix is
explained by the two first axes, and that these axes relate to
environmental gradients (Fig. 6). The explained variance is relatively
low because of the large data matrix. Axis-1 distinguishes Pooideae
and C3 grasses from all other grass subfamilies. It is defined by
phytolith types of the categories Trapeziform Sinuate and Rondel at its
positive end, and by Bilobates, Polylobates, Crosses, and Saddles at its
negative end. Axis-2 distinguishes Chloridoideae, Arundinoideae and
Pooideae from Pharoideae, Centothecoideae, Ehrhartoideae, Bambusoideae, Danthonioideae and Panicoideae. It is essentially defined by
Saddles at its negative end and by Bilobates, Crosses, and Polylobates
at its positive end. Axis-2 represents both a gradient of moisture and
light requirement, with C4-grasses occurring preferably in open, xeric
38
D. Barboni, L. Bremond / Review of Palaeobotany and Palynology 158 (2009) 29–41
Fig. 7. Scatter plot obtained from the analysis of correspondences between grass subfamilies, photosynthetic pathways, and habitat requirement for light and water on one hand, and
of silica bodies on the other hand for the 42 East African grass taxa surveyed by Ball (2002). a) Dispersion of the phytolith morphotypes and b) dispersion of the grass taxa. See Table 1
for coding and equivalence with the phytolith international nomenclature (ICPN, 2005). We reported here the specimen numbers given by T. Ball (2002) for the grasses not
identified at the species level.
environments, and C3-grasses in shaded and mesic habitats. Pooideae
occur towards the negative end of Axis-2 like Chloridoideae and
Arundinoideae, therefore indicating their affinity to open rather than
shaded-habitats. The pool of C3 grasses, however, occurs towards the
positive end of Axis-2, indicating that a large number of C3 grasses
(other than the Pooideae) occur within the subfamilies Pharoideae,
Centothecoideae, Ehrhartoideae, Bambusoideae, Danthonioideae and
Panicoideae in shaded and/or wet habitats. In the CA scatter plot, most
phytolith types occur in association with a particular subfamily or
environment, except Rondels (“Round”, “Oblong”, “Crescent”, “Elliptical”, RO-7, RO-5) and Bilobates Stipa-type or “shovel” (BI-29, 31,34),
which occur between the C4-Chloridoideae–Arundinoideae pole and
the Pooideae pole, thus showing no particular affinity for any
subfamily or environment, or instead, showing their redundancy in
grasses of different subfamilies.
Correspondence Analysis on the Southern Arabian grass dataset of
Ball (2002) shows that Axis-1 distinguishes hydrophytic and helophytic,
semi-shade loving grasses (Panicoideae and Arundinoideae with
essentially Bilobates and Crosses in their epidermis) from the
mesophytic and xerophytic, light-loving species favoring open-habitats
(Chloridoideae with Rondels or Saddles in their epidermis). Axis-2
separates among the Chloridoideae those with Rondels (Sporobolus and
Urochondra species) from those with Saddles in their epidermis (Chloris,
Dactyloctenium, and Ochthochloa species) (Fig. 7).
4. Discussion
4.1. Limitations of our survey
First, because top and base of phytoliths can differ markedly, such
as short cell phytoliths from Phragmites that may be Rondel-like in
side view but saddle-shaped in bottom view (Piperno and Pearsall,
1998), a 3D-image is necessary to fully characterize a given phytolith
type (Pearsall et al., 2004). This could not be done for all the 184
species included in this survey, since SEMs only show one side of the
short cells. SEMs of the leaf epidermis show the base of phytoliths, but
not their top which is oriented towards the interior of the leaf. Our
attempt to characterize as many types as possible among the main
phytolith categories was therefore limited.
Second, although surveying as much as 184 grass species, the
reference collection made from Palmer's and Ball's datasets is nonetheless restricted to a small portion of the grass species occurring in East
Africa and listed in the flora of tropical East Africa (ca 20%) (Clayton,
1970, 1974, 1982). Consequences are that relations between phytolith
occurrence, grass subfamilies, photosynthesis, and environment identified here could somewhat be altered when other grass species are
considered. Also, the grass species which contributed to fossil phytolith
assemblages may be different from the ones investigated here.
Third, our study is qualitative only. The data that we used (Palmer
and Tucker, 1981; Palmer and Tucker, 1983; Palmer et al., 1985;
Palmer and Gerbeth-Jones, 1986; Ball, 2002) did not allow investigation the frequency of phytolith types in grass species (e.g. Carnelli
et al., 2004), but the phytolith morphological diversity. Using
quantitative rather than qualitative data surely would have improved
the discrimination of grass subfamilies (Mulholland, 1989; Strömberg,
2003). However, even with quantitative data a modern plant
reference collection may not give strong clues for interpreting fossil
phytolith assemblage, since phytolith production varies with the age
of the plant (Henriet et al., 2006) and silica available in the soil (e.g.
Henriet et al., 2008). To our knowledge, studies looking at differential
production of phytolith types according to environmental parameters
are still needed. In these conditions, calibrating modern phytolith
D. Barboni, L. Bremond / Review of Palaeobotany and Palynology 158 (2009) 29–41
assemblages with current vegetation physiognomic and floristic
characters appears the most suitable technique for interpreting fossil
phytolith assemblages (e.g. Fredlund and Tieszen, 1997).
Despite these limitations our survey highlights several points
that can complement paleoenvironmental reconstructions from fossil
phytolith assemblages.
4.2. Further assessment of taxonomic and environmental significance of
the main phytolith types
The general pattern of phytolith type occurrences in East African
grass subfamilies evidenced by our study is in agreement with the
global pattern first identified by Twiss et al. (1969), except for
Chloridoideae. We observed that widespread East African Chloridoideae species such as Sporobolus consumilis, S. spicatus and Urochondra
setulosa do not have Saddle but Rondel phytolith types in their
epidermis. This is in agreement with previous work showing that
Rondel types represent ca 95% of the phytoliths produced by some
Tanzanian Sporobolus species (Bamford et al., 2006). Hence, because
of inherent phytolith redundancy, Rondel phytolith types in tropical
East Africa may be interpreted as Pooid or Chloridoid phytoliths. Our
study shows, however, that phytolith assemblages with Rondel,
Trapeziform short cell, and Saddle phytolith types most likely result
from the input of Chloridoideae and Panicoideae species (C4-lowland
grasses), while assemblages including Rondel, Trapeziform short cell,
and Trapeziform Sinuate phytolith types most likely result from the
input of Pooideae species (C3-highland grasses). Rondel phytoliths
recovered from soils/sediments from East African lowlands have a
greater chance to originate from C4-Chloridoideae than from C3Pooideae species, provided that input of phytoliths from higher
elevation is insignificant.
Our study also highlights that Trapeziform Sinuate phytoliths (rather
than Rondel or Trapeziform short cell) attests to the presence of
Pooideae (high elevation C3-grasses). Trapeziform Sinuate phytoliths
are reported in some other (few) non-Pooideae species, but are the least
redundant phytolith type. In agreement with phytolith abundance data
obtained from the analysis of modern soils, Trapeziform Sinuate
phytoliths may be confidently used as proxies for Pooideae, and to
attest to the presence of C3-high elevation grasses in East Africa
(Bremond et al., 2008). Our results show that 93% of East African C3grasses have Trapeziform Sinuate phytoliths in their epidermis, and 75%
of C4 grasses have Saddles (Fig. 5). However, the ratio of Trapeziform
Sinuate versus Saddle phytoliths calculated using the data of Bremond
et al. (2008) is less correlated (r2 = 0.53) with elevation (and with C3/C4
grass occurrence) than the original Ic index (r2 = 0.90), which is the
ratio of Trapeziform Sinuate + Rondel + Trapeziform phytoliths over
Saddle + Bilobate + Polylobate + Cross phytoliths. It may be that
redundancy and multiplicity of phytoliths involves less bias on reconstructed grass species representation when abundances rather than
occurrences are taken into account. This further suggests the need for
investigating grass production of phytolith types through comparisons
between phytolith assemblages from the top of soils and vegetation
floristic and physiognomic characteristics.
Apart from the Trapeziform Sinuate phytolith type, no other phytolith
main type is qualitatively diagnostic for the presence of a given
subfamily, or any other group of grass taxa in phytolith assemblages.
4.3. Morphological discrimination among the phytolith types for refining
environmental interpretation of phytolith assemblages
Morphological discrimination among Bilobate, Cross, and Rondel
main phytolith types could improve the paleoenvironmental interpretation of East African phytolith assemblages. The length of the shank
between the lobes of Bilobate phytoliths decreases with increasing
moisture-requirement of grasses, in agreement with the phytolith
morphological pattern identified from 85 grass species from China and
39
Southern USA (Lu and Liu, 2003). The East African grass dataset used
here shows that mesophytic grasses with short shank bilobates are onethird Panicoideae species (29%), one-third Chloridoideae species (29%),
and species of other subfamilies such as Bambusoideae (17%),
Ehrhartoideae (12%), Centothecoideae, and Danthonioideae (ca 6%).
The length of the shank of the Bilobate type is therefore linked to water
availability rather than to grass phylogeny. The 3-lobed Cross phytoliths
only occur in C4-light-loving Panicoideae and Chloridoideae grasses.
Identifying and counting separately 3-lobed Cross phytoliths may
therefore improve the identification of C4-open-habitat grasses from
East African phytolith assemblages. Rondel phytoliths with base
diameter N15 μm were only reported in Pooideae species, while Rondels
with base diameter of b15 μm were observed in several grass
subfamilies including Pooideae, Bambusoideae, Chloridoideae, Danthonioideae, Ehrhartoideae, and Panicoideae. Considering the size of
Rondel phytoliths may thus confirm the presence of Pooideae C3-high
elevation grasses in the environment. To our knowledge, phytolith
analysts usually do not consider this morphological criterion.
Within the Saddle category, the four types we distinguished (Saddle
with symmetrical convex edges, Saddle with long convex edges, Saddle
with short convex edges, and Collapsed saddle) are mainly reported in
the Chloridoideae subfamily. We expected the Saddle type with short
convex edges (confusedly named “long saddle” by some authors in
reference to the length of the “seat”) to be characteristic for
Bambusoideae, as shown for Asian bamboos (Kondo et al., 1994; Lu
et al., 2006). However, in East Africa, this type is not exclusive to
Bambusoideae. It also occurs in many open-habitat Chloridoideae
species (18 widespread species such as Eleusine floccifolia), in the
common helophytic Phragmites mauritianus, and in the semi-shadeloving Streptogyna crinita found in dry forests. The Saddle type with long
convex edges (confusingly named “short saddles” by Kondo et al., 1994;
Lu et al., 2006) only occurs in Chloridoideae species and is absent from
the East African Bambusoideae species. The Collapsed saddle type could
not be identified in the surveyed East African Bambusoideae species,
since the scanning electron micrographs from Palmer and Tucker
(1981) do not allow the observation of phytoliths in the three
dimensions. The Collapsed saddle type was found in several Chloridoideae species. It is therefore not restricted to the Bambusoideae, as
assumed by Strömberg (2004) and Strömberg et al. (2007) when
interpreting North American and European Cenozoic phytolith assemblages, and as shown for South American subtribes Guaduineae and
Chusqueinae (Piperno and Pearsall, 1998). This result is in agreement
with the insignificant amounts of collapsed saddles (b1% of the count of
Saddle phytoliths) in soil samples under bamboo stands of Arundinaria
alpina on Mt Kenya (Bremond et al., 2008). Thus the Collapsed saddle
type is not characteristic for Bambusoideae worldwide.
Few phytolith types are reported in one grass species or in a
restricted number of taxa. The Bilobate type with alate, deeply
concave lobes is reported only in Maltebrunia leersioides (Palmer and
Tucker, 1981, p.53), Ehrhartoideae, C3, shade species. Assumed to be
characteristic for Ehrhartoideae (Piperno, 2006), this type, however, is
not observable in other African species of Ehrhartoideae (Palmer and
Tucker, 1981). The Rondel tabular oblong is observable only in Phalaris arundinacea (Palmer and Tucker, 1983, p.60), a C3-Pooideae
species found in damp soils and swamps. The Saddle “with lateral
knobs” and Bilobate “with knobs on end lobes” (Palmer et al., 1985,
p.47, p.58) exclusively occur in Chloridoideae, C4, open-habitat
species. Investigations of phytolith assemblages from modern soils
collected below well described vegetation will confirm the taxonomical significance of these phytolith types.
4.4. Grass short cell phytoliths and openness of the environment
Due to over-representation of grass taxa that are both xeric and
light-loving, the CA diagram shows that grasses with different water
and light requirement cannot be distinguished using the phytolith
40
D. Barboni, L. Bremond / Review of Palaeobotany and Palynology 158 (2009) 29–41
occurrence data investigated here (Fig. 6). The phytolith signal of
shade-loving East African grasses is uncharacteristic and overlaps
with the phytolith signal of moisture-loving (hydro-, helo-, and
mesophytic) species. Thus, it seems not possible, so far, to discriminate shade-loving from light-loving grasses based on their phytolith
signal. Our results are in agreement with the use of Iph (the phytolith
index defined by Diester-Haass et al., 1973), or the proportion of
Saddle versus Bilobate, Cross, and Polylobate phytolith types as a
proxy for moisture in the environment in West Africa (Alexandre
et al., 1997; Bremond et al., 2005b). Calibrations of modern soil
phytolith assemblages versus openness of the environment and
moisture availability are required to decouple the combined effect of
these two environmental factors on the grass species composition
and resulting surface soil phytolith assemblages.
It is commonly assumed that evolution has led “crown” grasses
(those which evolved most recently) to favor open-habitats and
“basal” grasses (those at the base of the phylogeny) to favor closedhabitats. However, the East African grasses dataset shows that several
species of the lately evolved subfamilies, such as the Panicoideae, are
shade-loving grasses commonly found in forests and woodlands
(Palmer and Gerbeth-Jones, 1986; Watson and Dallwitz, 1992
onwards). Since the same phytolith types occur in both shade- and
light-loving Panicoideae, and in both Bambusoideae (shade-loving
species) and Chloridoideae (light-loving species), we doubt that using
the position of grass species on the phylogeny tree is a valid approach
to interpreting assemblages of fossil grass phytoliths in terms of
openness of the environment (Prasad et al., 2005; Strömberg, 2005).
5. Conclusions
We conclude that some morphological variations within the main
phytolith categories Bilobate, Cross, and Rondel could improve the
environmental and taxonomical interpretation of phytoliths, but that
most of the environmental information is already captured by the main
phytolith categories. Except for the Trapeziform Sinuate phytolith
almost exclusively reported in Pooideae and C3-grasses, no other
phytolith type is qualitatively diagnostic for the presence of a given
subfamily, or any other group of grass taxa in phytolith assemblages. On
the interpretation of phytoliths in terms of C3–C4, we therefore
conclude that Trapeziform Sinuate phytoliths are the only type that
can confidently infer the presence of C3-grasses. Using occurrence data,
we were not able to discriminate the phytolith signal of non-Pooideae
C3-grasses occurring at low and mid-elevation, because it closely
resembles that of mesophytic and helophytic C4-grasses.
On the interpretation of phytoliths in terms of moisture availability in the environment, our results indicate that East African
xerophytic grasses preferentially have Saddle and Rondel (b15 μm)
or both phytolith types in their epidermis, as well as long shank
bilobates. Mesophytic grasses, on the contrary tend to have Bilobate
with short shanks, Cross, and Polylobate phytoliths. In East Africa,
Sporobolus and Urochondra are Chloridoideae species reported with
Rondel phytoliths (b15 μm), morphologically similar but smaller in
size to Rondel phytoliths in Pooideae (N15 μm).
We are not able to provide an interpretation of phytoliths in terms
of shade–light availability in the environment, since the phytolith
signal overlaps with that of moisture. Also, we found that phytoliths of
East African crown and basal grasses are morphologically similar. To
our knowledge it is therefore not possible to infer the presence of
basal grasses from phytoliths. This precludes the use of grass
phylogeny to interpret phytoliths in terms of openness of the habitat.
Finally, if our study revealed that there are morphological
differences within the main grass short cell phytoliths that could
improve the taxonomical and environmental resolution of phytoliths,
it also shows, by comparison with the literature, that abundance
rather than occurrence data are most likely to infer greater precision
to the interpretation of fossil phytolith assemblages.
Acknowledgments
We thank R. Bonnefille and A. Alexandre for commenting on an
earlier version of this manuscript. DB is grateful to Tim White and the
‘Revealing Human Origin Initiative’ for fostering phytolith research
in Africa through fruitful discussions, and financial support to the
Phytolith Analytical Working Group. This material is based upon work
supported by the U.S. National Science Foundation under NSF Award
#BCS-0321893.
Appendix A. Supplementary data
Supplementary data associated with this article can be found, in
the online version, at doi:10.1016/j.revpalbo.2009.07.002.
References
Albert, R.M., Bamford, M.K., Cabanes, D., 2006. Taphonomy of phytoliths and
macroplants in different soils from Olduvai Gorge (Tanzania) and the application
to Plio-Pleistocene palaeoanthropological samples. Quaternary International 148,
78–94.
Alexandre, A., Meunier, J.-D., Lézine, A.-M., Vincens, A., Schwartz, D., 1997. Phytoliths
indicators of grasslands dynamics during the late Holocene in intertropical Africa.
Palaeogeography, Palaeoclimatology, Palaeoecology 136, 213–219.
Ball, T.B., Baird, G., Woolstenhulme, L., al Farsi, A., Ghazanfar, S., 2002. Phytoliths Produced
by the Vegetation of the Sub-Tropical Coastal Region of Dhofar, Oman. CD Distributed
by The Society for Phytolith Research.
Bamford, M.K., Albert, R.M., Cabanes, D., 2006. Plio-Pleistocene macroplant fossil
remains and phytoliths from Lowermost Bed II in the eastern palaeolake margin of
Olduvai Gorge, Tanzania. Quaternary International 148, 95–112.
Barboni, D., Bremond, L., Bonnefille, R., 2007. Comparative study of modern phytolith
assemblages from inter-tropical Africa. Palaeogeography, Palaeoclimatology,
Palaeoecology 246, 454–470.
Bremond, L., Alexandre, A., Hély, C., Guiot, J., 2005a. A phytolith index as a proxy of tree
cover density in tropical areas: calibration with Leaf Area Index along a forest–savanna
transect in southeastern Cameroon. Global and Planetary Change 45, 277–293.
Bremond, L., Alexandre, A., Peyron, O., Guiot, J., 2005b. Grass water stress estimated
from phytoliths in West Africa. Journal of Biogeography 32, 311–327.
Bremond, L., Alexandre, A., Wooller, M.J., Hely, C., Williamson, D., Schafer, P.A., Majule, A.,
Guiot, J., 2008. Phytolith indices as proxies of grass subfamilies on East African tropical
mountains. Global and Planetary Change 61, 209–224.
Carnelli, A.L., Theurillat, J.-P., Madella, M., 2004. Phytolith types and type-frequencies in
subalpine–alpine plant species of the European Alps. Review of Palaeobotany and
Palynology 129, 39–65.
Carr, C.J., 1998. Patterns of vegetation along the Omo River in Southwest Ethiopia.
Plant Ecology 135, 135–163.
Clayton, W.D. (Ed.), 1970. Flora of tropical East Africa—Gramineae, Part 1. Crown Agents
for Oversea Governments and Administrations, London, pp. 1–176.
Clayton, W.D. (Ed.), 1974. Flora of tropical East Africa—Gramineae, Part 2. Crown Agents
for Oversea Governments and Administrations, London, pp. 177–449.
Clayton, W.D. (Ed.), 1982. Flora of tropical East Africa—Gramineae, Part 3. A.A., Rotterdam,
Balkema, pp. 450–850.
Diester-Haass, L., Schrader, H.J., Thiede, J., 1973. Sedimentological and Paleoclimatological Investigations of Two Pelagic Ooze Cores off Cape Barbas, North-West Africa.
Meteor Forsh-Ergebnisse C16, pp. 19–66.
Fredlund, G., Tieszen, L.T., 1994. Modern phytolith assemblages from the North American
Great Plains. Journal of Biogeography 21, 321–335.
Fredlund, G., Tieszen, L.T., 1997. Calibrating grass phytoliths assemblages in climatic
terms: application to the late Pleistocene assemblages from Kansas and Nebraska.
Palaeogeography, Palaeoclimatology, Palaeoecology 136, 199–211.
Grass Phylogeny Working Group., 2001. Phylogeny and subfamilial classification of the
grasses (Poaceae). Annals of the Missouri Botanical Garden 88, 373–457.
Henriet, C., De Jaeger, N., Dorel, M., Opfergelt, S., Delvaux, B., 2008. The reserve of
weatherable primary silicates impacts the accumulation of biogenic silicon in
volcanic ash soils. Biogeochemistry 90, 209–223.
Henriet, C., Draye, X., Oppitz, I., Swennen, R., Delvaux, B., 2006. Effects, distribution and
uptake of silicon in banana (Musa spp.) under controlled conditions. Plant and Soil
287, 359–374.
ICPN Working group, Madella, M., Alexandre, A., Ball, T.B., 2005. International code for
phytolith nomenclature 1.0. Annals of Botany 96, 253–260.
Kondo, R., Childs, C., Atkinson, I., 1994. Opal Phytoliths of New Zealand. Manaaki
Whenua Press. 85 pp.
Lu, H.Y., Liu, K.B., 2003. Morphological variations of lobate phytoliths from grasses in
China and the south-eastern United States. Diversity and Distributions 9, 73–87.
Lu, H.Y., Wu, N.Q., Yang, X.D., Jiang, H., Liu, K.B., Liu, T.S., 2006. Phytoliths as quantitative
indicators for the reconstruction of past environmental conditions in China I:
phytolith-based transfer functions. Quaternary Science Reviews 25, 945–959.
Mindzie, C.M., Doutrelepont, H., Vrydaghs, L., Swennen, R.L., Swennen, R.J., Beeckman, H.,
de Langhe, E., de Maret, P., 2001. First archaeological evidence of banana cultivation
in central Africa during the third millennium before present. Vegetation History and
Archaeobotany 10, 1–6.
D. Barboni, L. Bremond / Review of Palaeobotany and Palynology 158 (2009) 29–41
Mulholland, S.C., 1989. Phytoliths shape frequencies in North Dakota grasses: a comparison to general patterns. Journal of Archaeological Science 16, 489–511.
Palmer, P.G., 1976. Grass cuticules: a new paleoecological tool for East African lake
sediments. Canadian Journal of Botany 54, 1725–1734.
Palmer, P.G., Gerbeth-Jones, S., 1986. A scanning electron microscope survey of the
epidermis of East African grasses, IV. Smithsonian Contribution to Botany, vol. 62.
Washington, 86 pl., 120 pp.
Palmer, P.G., Gerbeth-Jones, S., Hutchison, S., 1985. A scanning electron microscope
survey of the epidermis of East African grasses, III. Smithsonian Contribution to
Botany, vol. 55. Washington, 98 pl., 136 pp.
Palmer, P.G., Tucker, A.E., 1981. A scanning electron microscope survey of the epidermis
of East African grasses, I. Smithsonian Contribution to Botany, vol. 49. Washington,
48 pl., 84 pp.
Palmer, P.G., Tucker, A.E., 1983. A scanning electron microscope survey of the epidermis
of East African grasses, II. Smithsonian Contribution to Botany, vol. 53. Washington,
52 pl., 72 pp.
Pearsall, D.M., Chandler-Ezell, K., Chandler-Ezell, A., 2003. Identifying maize in
neotropical sediments and soils using cob phytoliths. Journal of Archaeological
Science 30, 611–627.
Pearsall, D.M., Chandler-Ezell, K., Chandler-Ezell, A., 2004. Maize can still be identified using
phytoliths: response to Rovner. Journal of Archaeological Science 31, 1029–1038.
Piperno, D.R., 2006. Phytoliths. A Comprehensive Guide for Archaeologists and
Paleoecologists. AltaMira Press (Rowman & Littlefield), Lanham, New York, Toronto,
Oxford. ix +238 pp.
Piperno, D.R., Pearsall, D.M., 1998. The silica bodies of tropical American grasses:
morphology, taxonomy, and implications for grass systematics and fossil phytolith
identification. Smithsonian Contributions to Botany 85, 1–40.
Prasad, V., Strömberg, C.A.E., Alimohammadian, H., Shani, A., 2005. Dinosaur coprolites
and the early evolution of grasses and grazers. Science 310, 1177–1180.
41
Prat, H., 1948. General features of the epidermis in Zea mays. Annals of the Missouri
Botanical Garden 35, 341–351.
Strömberg, C.A.E. 2003. The origin and spread of grass-dominated ecosystems during
the Tertiary of North America and how it relates to the evolution of hypsodonty
in equids. Ph D thesis, UC Berkeley, Berkeley, CA. 779 pp.
Strömberg, C.A.E., 2004. Using phytolith assemblages to reconstruct the origin and
spread of grass-dominated habitats in the great plains of North America during the
late Eocene to early Miocene. Palaeogeography, Palaeoclimatology, Palaeoecology
207, 239–275.
Strömberg, C.A.E., 2005. Decoupled taxonomic radiation and ecological expansion of
open-habitat grasses in the Cenozoic of North America. Proceedings of the National
Academy of Sciences of the United States of America, vol. 102, pp. 11980–11984.
Strömberg, C.A.E., Werdelin, L., Friis, E.M., Sarac, G., 2007. The spread of grass-dominated
habitats in Turkey and surrounding areas during the Cenozoic: phytolith evidence.
Palaeogeography, Palaeoclimatology, Palaeoecology 250, 18–49.
Ter Braak, C.J.F., Smilauer, P., 1998. CANOCO Reference Manual and User's Guide to
CANOCO for Windows. Microcomputer Power, Ithaca, NY, USA.
Twiss, P.C., 1992. Predicted world distribution of C3 and C4 grass phytoliths. In:
Mulholland, S.C. (Ed.), Phytoliths Systematics Emerging Issues. Advance Archaeological Museum Science, pp. 113–128.
Twiss, P.C., Suess, E., Smith, R.M., 1969. Morphological classification of grass phytoliths.
Proceedings of Soil Science Society of American 33, 109–115.
Watson, L., Dallwitz, M.J., 1992 onwardss. The Grass Genera of the World: descriptions,
Illustrations, Identification, and Information Retrieval; Including Synonyms, Morphology, Anatomy, Physiology, Phytochemistry, Cytology, Classification, Pathogens,
World and Local Distribution, and References. http://delta-intkey.com/grass/Version:
28th November 2008.